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In addition to dealing with securities laws relating to securities offerings, our practice encompasses the continuing disclosure and compliance issues of a public company. Our attorneys routinely provide counsel to clients in connection with the preparation and electronic filing of various periodic reports with the Securities and Exchange Commission under the Securities Exchange Act of 1934. Our attorneys advise officers, directors and insiders on compliance with various regulatory issues, including Rule 144 promulgated under the Securities Act of 1933 and Section 16 of the 1934 Act, as well as compliance issues with state regulatory agencies.
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